SEC Operations

by Richard J. Hillman

In the past decade, securities markets have undergone tremendous growth & innovation. Responding to concern that the Securities & Exchange Commission's (SEC) workload has outgrown its resources & impaired SEC's ability to fulfill its mission, the General Accounting Office (GAO) undertook this study to: (1) determine how the securities markets have changed; (2) identify whether SEC's resource levels have affected its ability to regulate & oversee the markets; & (3) identify any other factors that

ISBN: 9780756726027

44 pages

Published: 2002-08-01

Publisher: DIANE Publishing

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